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THIRD SECTION
CASE OF
WYNNE v. THE UNITED KINGDOM (no. 2)
(Application no.
67385/01)
JUDGMENT
STRASBOURG
16 October
2003
FINAL
16/01/2004
This judgment will become final in the circumstances set out in
Article 44 § 2 of the Convention. It may be subject
to editorial
revision.
In the case of Wynne v. the United Kingdom (no. 2),
The European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Mr G. RESS, President,
Mr I. CABRAL
BARRETO,
Sir Nicolas BRATZA,
Mr L. CAFLISCH,
Mr P.
KūRIS,
Mr J. HEDIGAN,
Mrs H.S. GREVE, judges,
and Mr V.
BERGER, Section Registrar,
Having deliberated in private on 25
September 2003,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
1. The case originated in an application (no.
67385/01) against the United Kingdom of Great Britain and Northern Ireland
lodged with the Court under Article 34 of the Convention for the Protection of
Human Rights and Fundamental Freedoms (“the
Convention”) by a United
Kingdom national, Mr Edward Wynne (“the applicant”), on 19 December
2000.
2. The applicant, who had been granted legal aid, was
represented by Ms A. Bromley, a lawyer practising in Nottingham.
The United
Kingdom Government (“the Government”) were represented by their
Agent, Mr J. Grainger of the Foreign
and Commonwealth Office,
London.
3. The applicant alleged that he had not been afforded a
proper review of the lawfulness of his continued detention as
a mandatory life
prisoner and that he did not enjoy an enforceable right to compensation for any
breaches of his right to liberty.
4. The application was allocated
to the Third Section of the Court (Rule 52 § 1 of the Rules of
Court).
Within that Section, the Chamber that would consider the case (Article
27 § 1 of the Convention) was constituted as provided
in Rule 26 §
1.
5. By a decision of 22 May 2003, the Court declared the
application partly admissible.
6. Neither party filed further
observations. The Chamber decided, after consulting the parties, that no hearing
on the
merits was required (Rule 59 § 3 in fine).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
7. The applicant,
born in 1939, is currently detained in HM Prison Full
Sutton.
8. In 1964, the applicant was convicted of the murder of a
woman whom he had violently assaulted. He was sentenced to a
mandatory term of
life imprisonment. In May 1980 (or November 1979, according to the applicant's
submissions), he was released on
life licence after a positive recommendation
from the Parole Board.
9. In June 1981, the applicant killed a 75
year old woman. His plea of manslaughter on grounds of diminished responsibility
was accepted by the court. In January 1982 a discretionary sentence of life
imprisonment was imposed by the judge having regard to
the extreme danger to the
public posed by the applicant. At the same time, the court revoked his life
licence concerning his earlier
sentence of mandatory life
imprisonment.
10. In December 1985, the applicant was transferred
to the hospital wing of Parkhurst prison. Since then, he has been transferred
into ordinary prison locations as a “Category A” (high security)
prisoner.
11. The applicant learned that his “tariff”
period fixed by the trial judge on the manslaughter offence expired
in June
1991. He was informed by a Home Office Memorandum of 5 June 1992 that his
continued detention was based on the risk he
represented.
12. According to the applicant's submissions, his
only Parole Board review took place in 1999, when, without holding an
oral
hearing, the Board declined to recommend release. According to the Government's
submissions, the Parole Board considered the
applicant's case in September 1994
and January 1997. In 1994, it concluded that his behaviour was aggressive and
intimidatory and
that he represented a high risk to the public. On 10 January
1997, it concluded that he remained far too great a risk to warrant
transfer to
open conditions. Of the reports before the Parole Board, none recommended early
release or early transfer to open conditions.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Life sentences
13. Murder carries a
mandatory sentence of life imprisonment under the Murder (Abolition of Death
Penalty) Act 1965. A
person convicted of other serious offences (for example,.
manslaughter or rape) may also be sentenced to life imprisonment at the
discretion of the trial judge in certain other cases where the offence is grave
and where there are exceptional circumstances which
demonstrate that the
offender is a danger to the public and it is not possible to say when that
danger will subside.
B. Tariffs
14. Over the years, the Secretary
of State has adopted a “tariff” policy in exercising his discretion
whether
to release offenders sentenced to life imprisonment. This was first
publicly announced in Parliament by Mr Leon Brittan on 30 November
1983 (Hansard
(House of Commons Debates) cols. 505-507). In essence, the tariff approach
involves breaking down the life sentence
into component parts, namely
retribution, deterrence and protection of the public. The “tariff”
represents the minimum
period which the prisoner will have to serve to satisfy
the requirements of retribution and deterrence. The Secretary of State will
not
refer the case to the Parole Board until three years before the expiry of the
tariff period, and will not exercise his discretion
to release on licence until
after the tariff period has been completed (per Lord Browne-Wilkinson, Ex
parte V. and T., [1998] Appeal Cases 407, at pp.
492G-493A).
15. Under section 34 of the 1991 Act, the tariff of a
discretionary life prisoner is fixed in open court by the trial judge
after
conviction. After expiry of the tariff, the prisoner may require the Secretary
of State to refer his case to the Parole Board
which has the power to release if
satisfied that it is no longer necessary to detain him for the protection of the
public.
16. A different regime, however, applies under the 1991
Act to persons serving a mandatory sentence of life imprisonment.
In relation to
these prisoners, the Secretary of State decides the length of the tariff. The
view of the trial judge is made known
to the prisoner after his trial, as is the
opinion of the Lord Chief Justice. The prisoner is afforded the opportunity to
make representations
to the Secretary of State who then proceeds to fix the
tariff and is entitled to depart from the judicial view (R. v. Secretary of
State for the Home Department, ex parte Doody [1994] 1 Appeal Cases 531; and
see the Home Secretary, Mr Michael Howard's, policy statement to Parliament, 27
July 1993, (Hansard
(House of Commons Debates) cols. 861-864).
C. Release on licence of mandatory life sentence
prisoners
17. At the relevant time, the Criminal Justice Act
1991 provided in section 35(2):
“If recommended to do so by the [Parole] Board, the Secretary of State
may, after consultation with the Lord Chief Justice together
with the trial
judge if available, release on licence a life prisoner who is not a
discretionary life prisoner.”
18. On 27 July 1993, the
Secretary of State made a statement in Parliament explaining his practice in
relation to mandatory
life prisoners. The statement emphasised that before any
mandatory life prisoner is released on life licence, the Secretary of State:
“... will consider not only, (a) whether the period served by the
prisoner is adequate to satisfy the requirements of retribution
and deterrence
and, (b) whether it is safe to release the prisoner, but also (c) the public
acceptability of early release. This
means that I will only exercise my
discretion to release if I am satisfied that to do so will not threaten the
maintenance of public
confidence in the system of criminal
justice.”
19. In determining the principles of fairness that
apply to the procedures governing the review of mandatory life sentences,
the
English courts have recognised that the mandatory sentence is, like the
discretionary sentence, composed of both a punitive period
(“the
tariff”) and a security period. As regards the latter, detention is linked
to the assessment of the prisoner's
risk to the public following the expiry of
the tariff (see, for example, R. v. Parole Board, ex parte Bradley
(Divisional Court) [1991] 1 WLR 135; R. v. Parole Board ex parte
Wilson (Court of Appeal) [1992] 2 AER 576).
D. Recent developments
20. Following the
judgment in Stafford v. the United Kingdom (no. 46295/99, ECHR
2002-IV), the Secretary of State announced in the House of Commons on 17 October
2002 his decision to introduce
interim measures applicable to the review and
release of mandatory life sentence prisoners applicable to reviews from 1
January 2003:
“If, at the end of the review process, the Parole Board favours the
release of a mandatory life sentence prisoner once the minimum
period has been
served the Home Secretary will normally accept such a recommendation.
...”
This allows for prisoners, whose tariff had expired, to apply for
an oral hearing at which they may have representation, receive full
disclosure
of material relevant to the question of release and be able to examine and
cross-examine witness.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 5 § 4 OF THE
CONVENTION
21. Article 5 § 4 of the Convention provides:
“Everyone who is deprived of his liberty by arrest or detention shall be entitled to take proceedings by which the lawfulness of his detention shall be decided speedily by a court and his release ordered if the detention is not lawful.”
A. Parties' submissions
22. The applicant
essentially complained about his continued detention following the expiry of his
tariff. He relied on
the Court's judgment in Stafford v. the United
Kingdom (no. 46295/99, ECHR 2002–IV), and submitted that his case was
not reviewed by a body with a power to release or with the necessary
safeguards,
including, for example, the possibility of an oral
hearing.
23. The Government accepted that in Stafford the
Court found a violation of Article 5 § 4 on the basis that the applicant's
continued detention under a mandatory sentence
of life imprisonment for murder
was not reviewed by a body with a power to release or with a procedure
containing the necessary judicial
safeguards. They submitted, however, that the
applicant's case could be distinguished on the grounds that Stafford had been
detained
on the basis of the risk of further non-violent offending, while the
applicant's continued detention was justified on the basis of
the risk of danger
to the public. Further, the Parole Board had recommended Stafford's release,
whereas it has not recommended the
release of the applicant nor his transfer to
open conditions.
B. The Court's assessment
24. The Court
recalls that in Stafford (cited above) it found in respect of a mandatory
life prisoner sentenced for murder that, after the expiry of the tariff, which
was
the punishment element of the sentence, continued detention depended on
elements of risk and dangerousness that could change with
the course of time.
Article 5 § 4 therefore required that he should be able periodically to
challenge the continuing legality
of his detention in an appropriate
procedure.
25. In this case, the applicant's tariff under his
mandatory life sentence must be assumed to have expired by 1980 when
he was
released on licence. His tariff under the intervening tariff imposed under a
discretionary life sentence for manslaughter
expired in 1992, after which his
continued detention was based on the risk that he represented. While the Parole
Board appears to
have reviewed the applicant's case, at least once, in or about
1997 or 1999, it did not have any power to order his release and could
only make
recommendations to the Secretary of State. Nor did any oral hearing take place,
with the opportunity to examine or cross-examine
witnesses relevant to any
allegations that the applicant remained a risk to the public.
26. The Government did not dispute that the lawfulness of the
applicant's continued detention was not reviewed by a body
with the power to
order release or with a procedure containing the necessary judicial safeguards
as required by Article 5 §
4. Insofar as they referred to the fact that
the applicant in Stafford had been re-detained due to the likelihood of
further non-violent offending rather than any risk of violence, this element was
relevant
rather to the Court's finding of insufficient causal connection for the
purposes of Article 5 § 1 (a) between the original conviction
and the
subsequent re-detention and is not a material ground of distinction concerning
this applicant's complaints under Article
5 § 4. Similarly, the fact that
the Parole Board has never in fact recommended this applicant's release does not
deprive him
of the right to have a review by a body offering the requisite
guarantees.
27. The Court concludes that there has been in that
respect a violation of Article 5 § 4.
II. ALLEGED VIOLATION OF ARTICLE 5 § 5 OF THE
CONVENTION
28. Article 5 § 5 of the Convention provides:
“Everyone who has been the victim of arrest or detention in
contravention of the provisions of this article shall have an enforceable
right
to compensation.”
29. The applicant submitted that he had
further been denied an enforceable right to compensation as provided by Article
5 § 5 in respect of any breaches of the other provisions of Article
5.
30. The Government submitted that the applicant had not been
unlawfully detained, and therefore no question of compensation
arose.
31. The Court has found above a violation of Article 5 § 4
in that the applicant did not receive a review of the lawfulness
of his
detention in accordance with the requirements of that provision. No possibility
of obtaining compensation existed at the relevant
time in domestic law in
respect of that breach of the Convention. The applicability of Article 5 §
5 is not dependent on a domestic
finding of unlawfulness or proof that but for
the breach the person would have been released (see Thynne, Wilson and
Gunnell v. the United Kingdom, judgment of 25 October 1990, Series A
no. 190-A, § 82, and the authorities cited therein).
32. There has, accordingly, been a violation of Article 5 §
5.
III. APPLICATION OF ARTICLE 41 OF THE
CONVENTION
33. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention
or the Protocols thereto, and if the internal law of the
High Contracting Party
concerned allows only partial reparation to be made, the Court shall, if
necessary, afford just satisfaction
to the injured
party.”
34. The applicant has not made any claims for just
satisfaction when invited to do so by the Court and the time-limit for
such
claims has expired without any request for extension. In the circumstances, the
Court makes no awards under Article 41 of the
Convention.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Holds that there has been a violation of Article 5 § 4 of the Convention;
2. Holds that there has been a violation of Article 5 § 5 of the Convention;
Done in English, and notified in writing on 16 October 2003 pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Vincent BERGER Georg RESS
Registrar President
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