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FOURTH SECTION
CASE OF
WAITE v. THE UNITED KINGDOM
(Application no.
53236/99)
JUDGMENT
STRASBOURG
10 December
2002
FINAL
10/03/2003
This judgment will become final in the circumstances set out in
Article 44 § 2 of the Convention. It may be subject
to editorial
revision.
In the case of Waite v. the United Kingdom,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber composed
of:
Mr M. PELLONPää, President,
Sir Nicolas
BRATZA,
Mr A. PASTOR RIDRUEJO,
Mrs E. PALM,
Mr M.
FISCHBACH,
Mr J. CASADEVALL,
Mr S. PAVLOVSCHI, judges,
and Ms
F. ELENS-PASSOS, Deputy Section Registrar,
Having deliberated in
private on 19 November 2002,
Delivers the following judgment, which was
adopted on that date:
PROCEDURE
1. The case originated in an application
(no. 53236/99) against the United Kingdom of Great Britain and Northern
Ireland
lodged with the Court under Article 34 of the Convention for the
Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by an United Kingdom national, Neville Charles Waite
(“the applicant”), on 29 July 1999.
2. The applicant,
who had been granted legal aid, was represented by Mr S. Creighton, a
lawyer practising in London.
The United Kingdom Government (“the
Government”) were represented by their Agent, Ms H. Upton of the
Foreign
and Commonwealth Office, London.
3. The applicant,
sentenced to detention at Her Majesty’s Pleasure, alleged that he had not
received an oral hearing
when he was recalled to prison after being released on
licence, that the grounds of recall were not connected with the purpose of
his
sentence and discriminatory and that he had no opportunity to obtain
compensation or remedy for these matters. He invoked Articles
5 §§ 1,
4 and 5, 13 and 14 of the Convention.
4. The application was
allocated to the Third Section of the Court (Rule 52 § 1 of the Rules
of Court). Within
that Section, the Chamber that would consider the case
(Article 27 § 1 of the Convention) was constituted as provided in Rule
26
§ 1.
5. By a decision of 23 October 2001, the Court declared
the application admissible.
6. The applicant and the Government
each filed observations on the merits (Rule 59 § 1). The Chamber decided,
after
consulting the parties, that no hearing on the merits was required (Rule
59 § 3 in fine).
7. On 1 November 2001 the Court
changed the composition of its Sections (Rule 25 § 1). This case was
assigned to the
newly composed Fourth Section.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
8. The applicant
was born in 1964 and lives in London.
9. The applicant, then aged
sixteen years, was convicted of the murder of his grandmother on 12 October
1981. At his trial,
he had unsuccessfully raised the defence of diminished
responsibility, based on the fact that he had been addicted to glue sniffing
for
several years. He was sentenced to detention at Her Majesty’s Pleasure
pursuant to section 53(1) of the Children and Young
Persons Act 1933. His tariff
(the portion of sentence representing punishment and deterrence) was set at 10
years.
10. On 26 January 1994, the applicant, aged 29 years, was
released on life licence.
11. No concerns arose with his
supervising probation officer until in April 1997 the applicant told her that he
had been
having a sexual relationship with MM, a 16-year-old youth. MM was
regarded as a vulnerable youth and had been provided with the support
of a
social worker following his involvement in a theft offence.
12. In
June 1997, the applicant was arrested on suspicion of being in possession of
prohibited drugs (namely, ecstasy tablets).
He was taken to a police station and
released on bail. His probation officer sent him a registered letter requesting
him to meet
her on 20 June 1997. He did not attend the meeting or make any
contact by telephone until 23 June 1997, when he agreed to meet her
the next
day.
13. On 24 June 1997, however, the applicant made a suicide
attempt, taking 30 paracetamol tablets. He was discharged from
hospital on 25
June 1997. He met his probation officer on 26 June 1997 and agreed to meet her
again on 1 July 1997. He failed to
keep the appointment, telephoning to say that
he had overslept.
14. On 2 July 1997, he met with his probation
officer and Mr L. from the Community Drug and Alcohol Services. During this
meeting, the applicant admitted that he had been using drugs (LSD, ecstasy and
cannabis) since his release from prison and that his
use of ecstasy was beyond
his control. He obtained the drugs from friends or acquaintances who expected
him to do favours for them
in return. He stated that he was no longer having a
sexual relationship with MM but that MM had been staying with him at his flat.
He met with his probation officer again on 4 July 1997.
15. In her
report of 4 July 1997, the probation officer stated:
“Until October 1996 [the applicant’s] response to his Licence, in
terms of reporting for appointments, had been exemplary
and he appeared to have
made good progress in settling into the community, via stable employment and the
allocation of his own council
flat. It would appear however, that his
resignation from his job in September 1996 significantly impacted on the sense
of structure
and purpose he then had about his day to day life which he now
admits he has since found difficult to attain. Until recently, his
presentation
during our meetings gave no cause for concern. However, he now reports that he
had been less than honest about the changes
in his functioning as he feared a
recall to prison, particularly given his initial stability and progress. In
addition to his now
admitted drug use, it would appear that [the
applicant’s] anxieties about his future are limited to: (a) his previous
unsafe
sexual practices and the possible consequences of this on his health; (b)
his wish to have a long-term and supportive monogamous
relationship; (c) his
growing sense of loneliness and isolation despite a wide social network... and
(d) a sense of stagnation about
the course of his life, particularly in finding
alternative employment to date, despite extensive efforts. These issues,
alongside
[the applicant’s] behaviour over the past month, clearly
indicate that he is vulnerable and that close monitoring of his situation
at
this time is crucial.”
16. She concluded that he posed a
risk to himself and that there are “no indications that he is a risk to
the public
in terms of dangerousness”.
17. On 4 July 1997,
the Assistant Chief Probation Officer prepared a report that stated:
“[The applicant] had demonstrated, and recently admitted, that his
behaviour has been both self-destructive (through drug misuse,
relationships
with others and a suicide attempt) and that he posed a risk to a minor. ... The
area of risk to the public stems from
his relationship with a
minor.”
She noted that there had been an openness about long-standing
problems and some degree of insight coming out of the crisis of recent
weeks
that suggested that the applicant could work on them. She concluded that a final
recommendation was difficult given the area
of risk to himself and proposed that
a psychiatric report be prepared concerning his current level of functioning and
future prognosis
and specifically an assessment of
self-harm.
18. On 11 July 1997, the Parole Board considered the
applicant’s case and recommended his recall to
prison.
19. On 21 July 1997, the Secretary of State accepted the
recommendation, revoked the applicant’s licence and recalled
him to
prison. He was informed that the reasons for his recall were
“1. You have recently disclosed that you have been misusing drugs since your release in 1994, and following your arrest in June [1997] there is also a possibility that you will be convicted of the possession of, and intent to supply, illegal drugs.
2. You have been associating with a minor and you have admitted that your relationship was of a sexual nature.
3. You have breached your licence conditions by not maintaining contact with your supervising officer in accordance with her instructions and by not being open and honest with her.
4. You attempted suicide.
The Parole Board and the Secretary of State took the view that for your own
safety and the safety of others it was inappropriate to
allow you to remain at
liberty.”
20. On 29 July and 5 August 1997, the applicant
submitted written representations to the Parole Board concerning his recall
to
prison. He admitted inter alia that before his arrest in June 1997 he had
been taking 10 to 20 ecstasy tablets a day and that he had not been honest about
his drugs
abuse with his probation officer. He stated that his relationship with
MM was now platonic and that he had terminated sexual contacts
on discovering
that he was 16. He stated that he had not been involved in drug dealing and
hoped to be able to deal with his drug
problem, now it was out in the open, with
the assistance of the probation service within the
community.
21. On 5 September 1997, the Parole Board considered
the applicant’s case. There was no oral hearing. It decided:
“The index offence involved the brutal murder of [the applicant’s] grandmother, when he was 16. After constructive progress in prison, which included work on one of the key risk factors - drug abuse - he was released on licence in January 1994. In July 1997, [the applicant] was recalled to prison for drug misuse, including the possibility that he will be convicted of intention to supply, having a sexual association with a minor, breach of licence conditions and attempted suicide.
The Panel has considered all the relevant reports and taken careful note of [the applicant’s] representations... In spite of the considerable attempts by the Local Probation Service to enforce [the applicant’s] licence, his behaviour in recent months demonstrates that he is at risk not just to himself but to other members of the community. Irrespective of whether [the applicant] is convicted of an offence, he has admitted extensive illegal drug abuse and the concerns about his sexual involvement with a minor were sufficient to merit a case conference. Furthermore, the incidents of self harm indicate the need for thorough psychiatric assessment. It is in the interests of public safety and [the applicant’s] longer term well being that the recall be confirmed. A full assessment of the factors underlying the breakdown of the licence needs to be made, together with plans to tackle what appears to be deep rooted problems of drug abuse and social isolation.
The Panel noted that [the applicant] has shown a willingness to co-operate
with Probation and has demonstrated an ability to comply
with the terms of his
licence. Twelve months should be sufficient time for him to be assessed to
stabilise and to tackle the problems
identified.”
22. On 14
October 1997, the applicant was informed that the Parole Board had considered
his recall on the papers and upheld
the decision to revoke his life licence. He
was told that he would be informed of the date of the next review once the Crown
Prosecution
Service had made a decision regarding the case against him for drugs
possession.
23. On 17 November 1997, the applicant was informed
that the Crown Prosecution Service had decided not to prosecute him
for the
alleged drugs offence and that his case would be reviewed by the Parole Board in
October 1998.
24. A number of reports were prepared to assist
the Parole Board in the coming review.
25. In his report of 10
June 1998, Mr B., the Principal Case Officer stated:
“[The applicant’s] misuse of illegal substances for many years
remains a major risk concern. However he acknowledges this
and had taken steps
to challenge this issue. If he can display the same harmony in the community as
he has in the custodial setting
there is no purpose served by his retention in
custody. However constructive supervision and support will initially be
required.”
26. His probation officer stated in a report of
29 June 1998:
“... provided that he is given the necessary support and receives
sustained input to encourage his current anti-drugs attitude
and drug-free
status, he can safely be released into the
community.”
27. In a report of 23 June 1998, a forensic
psychologist noted that “the major risk factor contributing to his
committing
the original offence ... was drugs abuse”.
28. In
July 1998, the applicant received his parole dossier. On seeking legal advice
prior to his Parole Board review,
the applicant was advised that the Prison
Service had failed to apply the procedure applicable to his recall under the
interim arrangements
implemented pending the entry into force of the Crime
Sentences Act 1997. He should under those administrative provisions have
received
an oral hearing concerning his recall, though this was not a statutory
entitlement.
29. An application for legal aid for bringing
judicial review proceedings was made on 16 July 1998 and legal aid granted
on 7
September 1998.
30. On 9 September 1998, the Prison Service
informed the applicant:
“We have now looked into the circumstances surrounding the revocation of [the applicant’s] life licence in July 1997. While we accept that, due to an oversight, the procedures did not follow the interim arrangements for dealing with HMP detainees, there is, in our view, no question that [the applicant’s] recall to prison was or is in any way unlawful or invalid...
Under the circumstances, we see no reason or justification for any
declaration or order directing his release or authorising
compensation.”
31. On 30 September 1998, the applicant
applied for judicial review. Leave was granted on 6 October 1998. The full
hearing
of his case was not scheduled to take place until
1999.
32. An oral hearing was held by the Parole Board on 27
October 1998, at which the applicant was present and represented,
following
which it directed the applicant’s release. In its decision it stated:
“In reaching its decision the panel took account of the following:
(i) the absence of any violence or threat of violence since the index offence either in prison or when on licence for three and a half years;
(ii) your acceptance of an inappropriate lifestyle when previously released on licence and your frank acknowledgement of your drug abuse during that time;
(iii) the fact that since recall you have been drug free;
(iv) reports of your increased maturity and strong motivation to keep clear of drugs and the drug scene in future;
(v) the greater relevance of the proposed community based drugs rehabilitation and relapse prevention programme that is available through drug link;
(vi) the agreement of the Inner London Probation Service to provide an approved probation hostel place for up to twelve weeks to assist in your reintroduction to the community and the help you will receive in obtaining employment;
(vii) your acceptance of the need to be totally honest with your
supervising probation officer in future...”
33. The
applicant was released on 17 November 1998.
34. In advice dated 8
January 1999, counsel advised that since he had been released no further purpose
could be served
by continuing with the judicial review application. There was no
prospect of obtaining any damages for the period spent in detention
after
recall.
35. On 6 March 1999, the judicial review proceedings were
ended by a consent order.
36. On 21 December 1999, the applicant
was again recalled to prison, following his arrest for possession of a Class A
drug
(ecstasy) and a Class B drug (cannabis). His recall was recommended by the
Parole Board and he continues to be detained in prison
on the recommendation of
the Parole Board following periodic reviews of his case. He is currently
detained in open prison and his
next review is scheduled for December 2002.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Detention during Her Majesty’s
Pleasure
37. English law imposes a mandatory sentence for the
offence of murder in respect of offenders under the age of 18 known
as
detention during Her Majesty’s Pleasure (section 53(1) of the
Children and Young Persons Act 1933); in respect of offenders between the age of
18 and 20 years, custody for life (section 8(1) of the Criminal Justice
Act 1982), and in respect of offenders aged 21 and over, life
imprisonment (section 1(1) of the Murder (Abolition of Death Penalty) Act
1967).
38. Mandatory life sentences are fixed by law, in contrast
to discretionary life sentences which can be imposed at the
discretion of the
trial judge on persons convicted of certain violent or sexual offences (e.g.
manslaughter, rape or robbery). The
principles underlying the imposition of a
discretionary life sentence are:
(i) that the offence is grave,
and
(ii) that there are exceptional circumstances which
demonstrate that the offender is a danger to the public and that it
is not
possible to say when the danger will subside.
39. Discretionary
life sentences are indeterminate in order that “the prisoner’s
progress may be monitored
... so that he will be kept in custody so long as
public safety may be jeopardised by his being let loose at large”
(R v. Wilkinson
[1983] 5 Cr. App. Rep. 105, p. 108).
B. Categorisation of detention “during Her
Majesty’s Pleasure”
40. The notion of detention
during Her Majesty’s Pleasure had its origins in an Act of 1800 for
“the safe custody
of insane persons charged with offence”. Section 1
provided that defendants acquitted of a charge of murder, treason or felony
on
the grounds of insanity at the time of the offence were to be detained in
“strict custody until His Majesty’s pleasure”
and described
their custody as being “during His [Majesty’s]
pleasure”.
41. In 1908, detention during His Majesty’s
pleasure was introduced in respect of offenders aged ten to sixteen and
then
extended to cover those under eighteen in 1933. The provision in force at
present is Section 53(1) of the Children and Young
Persons Act 1933 (as amended)
which provides:
“A person convicted of an offence who appears to the Court to have been
under the age of eighteen years at the time the offence
was committed shall not,
if he is convicted of murder, be sentenced to imprisonment for life nor shall
sentence of death be pronounced
on or recorded against any such person but in
lieu thereof the court shall ... sentence him to be detained during Her
Majesty’s
pleasure and, if so sentenced, he shall be liable to be detained
in such a place and under such conditions as the Secretary of State
may
direct.”
42. In the case of ex parte Prem
Singh on 20 April 1993, Evans LJ in the Divisional Court held as follows in
respect of detention during Her Majesty’s Pleasure:
“At the time of sentencing, the detention orders under section 53 were
mandatory. It is indeed the statutory equivalent for
young persons of the
mandatory life sentence for murder. But the sentence itself is closer in
substance to the discretionary sentence
of which part is punitive (retribution
and deterrence) and the balance justified only by the interests of public safety
when the
test of dangerousness is satisfied. The fact that the mandatory life
prisoner may be given similar rights as regards release on licence
does not
alter the fact that the mandatory life sentence is justifiable as punishment for
the whole of its period: see R. v. Secretary
of State, ex. p. Doody & others
[1993] Q.B. 157 and Wynne v. UK (E.C.H.R. 1st December 1992). The order for
detention under section
53 is by its terms both discretionary and indeterminate:
it provides for detention ‘during Her Majesty’s pleasure’.
(Section 53(4) which expressly authorised the Secretary of State to discharge
the detainee on licence ‘at any time’ was
repealed by the Parole
Board provisions of the Criminal Justice Act 1967, but this does not, in my
judgment, alter the nature of
the sentence in any material respect.) I would
decide the present case on the narrow ground that, notwithstanding Home Office
and
Parole Board practice, the applicant should be regarded as equivalent to a
discretionary life prisoner for the purpose of deciding
whether Wilson rather
than Payne governs his case.”
43. The Divisional Court
accordingly held that the applicant in that case, who was detained during Her
Majesty’s
pleasure, should be afforded the same opportunity, as would be
given a discretionary life prisoner, to see the material before the
Parole Board
when it decided upon whether he should be released after his recall to prison on
revocation of his licence.
C. Release on licence and revocation of
licences
44. Persons sentenced to mandatory and discretionary
life imprisonment, custody for life and those detained during Her
Majesty’s Pleasure have a “tariff” set in relation to the
period of imprisonment they should serve in order to
satisfy the requirements of
retribution and deterrence. After the expiry of the tariff, the prisoner becomes
eligible for release
on licence. Applicable provisions and practice in respect
of the fixing of the tariff and release on licence have been subject to
change
in recent years, in particular, following the coming into force on 1 October
1992 of the Criminal Justice Act 1991.
45. Under the relevant
provisions of the Criminal Justice Act 1967, the regime applying to the release
of discretionary
and mandatory life prisoners was the same. Section 61(1) of the
1967 Act provided inter alia that:
“The Secretary of State may, if recommended to do so by the Parole
Board, release on licence a person serving a sentence of
imprisonment for life
or custody for life or a person detained under section 53 of the Children and
Young Persons Act 1933 (young
offenders convicted of grave crimes), but shall
not do so in the case of a person sentenced to imprisonment for life or custody
for
life or to detention during Her Majesty’s pleasure or for life except
after consultation with the Lord Chief Justice of England
and the trial judge if
available.”
46. The 1991 Act instituted changes to the
regime applicable to the release of discretionary life prisoners following the
decision of the European Court of Human Rights in the case of Thynne, Wilson
and Gunnell v. the United Kingdom (judgment of 25 October 1990, Series A no.
190-A).
Pursuant to section 34 of the 1991 Act, after the tariff expired, the
prisoner could require the Secretary of State to refer his case
to the Parole
Board which had the power to order his release if it was satisfied that it was
no longer necessary for the protection
of the public that the prisoner should be
confined. Pursuant to the Parole Board Rules 1992 which came into force on 1
October 1992,
a prisoner was entitled to an oral hearing, to disclosure of all
evidence before the Parole Board and to legal representation. He
was also
entitled to call witnesses on his behalf and to cross-examine those who have
written reports about him.
47. The regime applicable to mandatory
life prisoners and prisoners detained during Her Majesty’s Pleasure was,
however,
preserved within section 35 of the 1991 Act. Section 35 of the 1991 Act
provided insofar as relevant:
“(2) If recommended to do so by the Board, the Secretary of
State may, after consultation with the Lord Chief Justice
together with the
trial judge if available, release on licence a life prisoner who is not a
discretionary life prisoner.”
48. The criterion for
determining whether re-detention was justified was that of dangerousness,
meaning a consideration
of whether the offence constitutes an unacceptable risk
of physical danger to the life or limb of the public (see R v. Secretary of
State for the Home Department, ex parte Prem Singh, unreported, transcript
pp. 26F-27B; Singh v. the United Kingdom, judgment of 21 February 1996,
Reports of Judgments and Decisions 1996-I, at §
39).
49. Pursuant to section 39 of the 1991 Act, the Secretary of
State could, on recommendation of the Parole Board, revoke
the licence of such a
life prisoner who had been released on licence. In such circumstances, the
prisoner had the right to make written
representations with respect to his
recall and for a review to be carried out by the Board. Where the Board then
recommended release
on licence, the Secretary of State was under a duty to give
effect to that recommendation (section 39(5)).
D. Recent Developments
50. In light of the
judgments of the Court in the cases of Singh v. the United Kingdom (cited
above, p. 280), and Hussain v. the United Kingdom (judgment of
21 February 1996, Reports 1996-I, p. 252), the Secretary of State
announced, on the 23 July 1996, the introduction of interim measures taking
effect from 1
August 1996 which changed the procedure under which the cases of
prisoners detained during Her Majesty’s Pleasure were reviewed
by the
Parole Board.
51. Pursuant to these measures, the review took the
form of an oral hearing at which prisoners were entitled to legal representation
and to examine and cross-examine witnesses. Prisoners also normally received
full disclosure of all material relevant to the question
of whether they should
be released prior to the hearing. Pending amendment of section 53(2) of the 1991
Act, the Parole Board did
not, however, have power to direct the release of any
prisoner (save in circumstances provided for in section 39 of the 1991 Act
above).
52. On 1 October 1997, the Crime (Sentences) Act 1997
came into force, giving statutory effect to the interim arrangements.
Section
28(5) further provided that the Secretary of State was under a duty to release a
prisoner detained during Her Majesty’s
Pleasure where so directed by the
Parole Board.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 5 § 4 OF THE
CONVENTION
53. Article 5 § 4 of the Convention provides:
“ Everyone who is deprived of his liberty by arrest or detention shall be entitled to take proceedings by which the lawfulness of his detention shall be decided speedily by a court and his release ordered if the detention is not lawful.”
A. The parties’ submissions
54. The
applicant submitted that he did not disagree that the Parole Board was a court
for the purposes of Article 5 §
4 when deciding whether or not to confirm
recall of a prisoner following revocation of a licence. The critical issue was
whether
this provision was violated by the failure to afford the applicant an
oral hearing with adversarial procedures before the Board in
September 1997. He
argued that issues arose concerning his character and mental state, e.g. his
psychological state resulting in
his previous suicide attempt and the
significance of his drugs abuse which rendered an oral hearing essential to the
fairness of
the proceedings (relying on Hussain v. the United Kingdom and
Singh v. the United Kingdom, cited above). He pointed out that at the
subsequent oral hearing that did take place some time later all the issues were
fully examined
and the panel came to the conclusion that he had not posed any
risk of violence and directed his release.
55. The Government
submitted that on his recall to prison the applicant had access to a court
satisfying the requirements
of Article 5 § 4 of the Convention. The Parole
Board which authorised his continuing detention was independent of the executive
and the parties and had the power to direct the Secretary of State to order the
applicant’s release. While minors and persons
of unsound mind were
entitled to an oral hearing, with representation, this was not always the case.
An oral hearing was not essential
to the fairness of the proceedings in the
applicant’s case as he did not dispute the facts that led to his recall,
as he had
been provided with all the materials before the Board and had made
written representations to the Board and on the basis of the facts
admitted, the
Board was bound to conclude that public protection required that he be confined.
The review took place approximately
six weeks after recall and was therefore
prompt. The decision in October 1998 to direct release was based on the progress
that he
had made since his first recall to prison. The applicant’s second
recent recall on drug related matters to prison indicated
that he continued to
raise matters of grave concern having regard to the circumstances in which the
original murder offence came
to be committed.
B. The Court’s assessment
56. The Court
recalls that where a national court, after convicting a person of a criminal
offence, imposes a fixed sentence
of imprisonment for the purposes of
punishment, the supervision required by Article 5 § 4 is incorporated in
that court decision
(see De Wilde, Ooms and Versyp v. Belgium,
judgment of 18 June 1971, Series A no. 12, pp. 40-41, § 76, and Wynne v.
the United Kingdom, judgment of 18 July 1994, Series A no. 294-A, p.
15, § 36). This is not the case, however, in respect of any ensuing period
of detention in which new issues affecting the lawfulness of the detention may
arise (see Weeks v. the United Kingdom, judgment of 2 March 1987,
Series A no. 114, p. 28, § 56, and Thynne, Wilson and Gunnell v. the
United Kingdom, (cited above, pp. 26-27, § 68). Thus, in the
Hussain judgment (cited above, pp. 269-70, § 54), the Court decided
in respect of a young offender detained during Her Majesty’s
pleasure
that, after the expiry of the tariff period, Article 5 § 4 required that he
should be able periodically to challenge
the continuing legality of his
detention since its only justification could be dangerousness, a characteristic
subject to change.
Where in the Singh case (cited above, p. 285,
§§ 8-10), the applicant was recalled to prison after release on
licence due to alleged concerns
about his conduct, the Court on the same basis
found issues of lawfulness potentially arose concerning the grounds for his
continued
detention which attracted the guarantees of Article 5 §
4.
57. In this case, the applicant was released on life licence in
January 1994 after expiry of his tariff. He was recalled
to prison on 21 July
1997 by the Secretary of State on recommendation of the Parole Board following
concerns as to his conduct, which
included misuse of drugs, a sexual
relationship with a minor, attempted suicide and failure to keep contact with
his supervising
probation officer. The Court finds, in light of the above
case-law, that the applicant was entitled under Article 5 § 4 to
proceedings
to have any issues of lawfulness of this re-detention determined by
a court.
58. While the Parole Board considered the
applicant’s written representations concerning his recall on 5 September
1997, no oral hearing took place and the applicant had no opportunity to examine
or cross-examine witnesses relevant to the allegations
that his conduct posed a
risk to the public. The applicant should in fact have received such a hearing
under the administrative provisions
applying pending the entry into force of the
Crime Sentences Act 1997. The Government have argued that this oversight was not
material
in the applicant’s case, as he had admitted the facts leading to
recall and on the basis of those facts the Board was bound
to conclude that
public protection required that he be confined.
59. The Court is
not persuaded by the Government’s argument which appears to be based on
the speculative assumption
that whatever might have occurred at an oral hearing
the Board would not have exercised its power to release. Article 5 § 4
is
first and foremost a guarantee of a fair procedure for reviewing the lawfulness
of detention – an applicant is not required,
as a precondition to enjoying
that protection, to show that on the facts of his case he stands any particular
chance of success in
obtaining his release. In matters of such crucial
importance as the deprivation of liberty and where questions arise involving,
for
example, an assessment of the applicant’s character or mental state,
the Court’s case-law indicates that it may be essential
to the fairness of
the proceedings that the applicant be present at an oral hearing. In such a case
as the present, where characteristics
pertaining to the applicant’s
personality and level of maturity and reliability are of importance in deciding
on his dangerousness,
Article 5 § 4 requires an oral hearing in the context
of an adversarial procedure involving legal representation and the possibility
of calling and questioning witnesses (see the above-mentioned Singh
judgment, p. 300, §§ 67-68).
60. The Court concludes
that there has been in that respect a violation of Article 5 § 4 of the
Convention.
II. ALLEGED VIOLATION OF ARTICLE 5 § 1 OF THE
CONVENTION
61. Article 5 § 1 of the Convention provides as
relevant:
“1. Everyone has the right to liberty and security of person. No one shall be deprived of his liberty save in the following cases and in accordance with a procedure prescribed by law:
(a) the lawful detention of a person after conviction by a competent court...”
A. The parties’ submissions
62. The
applicant argued that there was no sufficient connection between his recall to
prison and the circumstances of
the original offence to justify his detention
under Article 5 § 1(a). His failure to keep appointments was not an
adequate ground
for recall, while the misuse of drugs bore no similarity to his
behaviour prior to the original offence, which was located in a climate
of
authoritarian family relationships, bullying and lack of support. His attempt at
suicide was an illegitimate ground for detention,
showing no danger to the
public, while his relationship with MM was supportive rather than
abusive.
63. The Government submitted that the applicant’s
detention after recall was justified by his original sentence for
murder. There
was a causal link between that sentence and his recall as his admitted failure
to keep appointments with his probation
officers, his abuse of drugs and
unstable behaviour were sufficient grounds to conclude that he constituted a
danger to the public.
The circumstances of his recall also bore sufficient
similarity to the original offence to cause concern.
B. The Court’s assessment
64. The
question arises whether the continued detention of the applicant after recall on
21 July 1997 under the original
life sentence imposed on him for murder in 1981
complied with the requirements of Article 5 § 1 of the Convention.
65. It is not contested that this detention was in accordance
with a procedure prescribed by English law and otherwise
lawful under English
law. The Court’s case-law indicates however that it may be necessary to
look beyond the appearances and
the language used and concentrate on the
realities of the situation (Van Droogenbroeck v. Belgium, judgment of
24 June 1982, Series A no. 50, p. 20, § 20). In Weeks v. the United
Kingdom (cited above, p. 23, § 42), which concerned the recall to
prison by the Secretary of State of an applicant who had been released
from a
discretionary life sentence for robbery, the Court interpreted the requirements
of Article 5 as applying to the situation
as follows:
“The lawfulness required by the Convention presupposes not only
conformity with domestic law but also, as confirmed by Article
18, conformity
with the purposes of the deprivation of liberty permitted by the sub-paragraph
(a) of Article 5 § 1 (see as the
most recent authority the Bozano judgment
of 18 December 1986, Series A no. 111, p. 23, § 54). Furthermore, the
word ‘after’
in sub-paragraph (a) does not simply mean that the
detention must follow the ‘conviction’ in point of time: in
addition,
the ‘detention’ must result from, ‘follow and depend
upon’ or occur ‘by virtue’ of the ‘conviction’
(ibid., pp. 22-23, § 3, and the Van Droogenbroeck judgment ... p.
19, § 35). In short, there must be a sufficient causal
connection
between the conviction and the deprivation of liberty at issue (see the above
mentioned Van Droogenbroeck judgment, p.
21, §
39).”
66. The Court recalls that in the Weeks case it
was found that the discretionary life sentence imposed on the applicant was an
indeterminate sentence expressly based on
considerations of his dangerousness to
society, factors which were susceptible by their very nature to change with the
passage of
time. On that basis, his recall, in light of concerns about his
unstable, disturbed and aggressive behaviour, could not be regarded
as arbitrary
or unreasonable in terms of the objectives of the sentence imposed on him and
there was sufficient connection for the
purposes of Article 5 § 1(a)
between his conviction in 1966 and recall to prison in 1977 (judgment cited
above, pp. 25-27,
§§ 46-51). More recently, in Stafford v. the
United Kingdom ([GC], no. 46295/99, ECHR 2002-IV, §§ 81-83), the
Court found a breach of Article 5 § 1 where the detention after
recall of
an adult mandatory life prisoner was based on the risk of non-violent offending
unconnected with the basis of his original
detention of murder many years
before.
67. The Court recalls that in this case the
applicant’s conduct prior to his recall was causing concern to his
supervising
probation officer on a number of grounds. The decision for his
recall made by the Secretary of State identified four concerns –
misuse of
drugs, involving arrest for possession, a sexual relationship with a minor,
failure to maintain contact with his probation
officer and to be honest with her
and his attempted suicide. The applicant has argued that these grounds did not
disclose any risk
of danger to the public which could be related to his original
conviction for murder, inter alia as his relationship with the minor was
not abusive, the drugs incident was not in any way assimilable to the
circumstances of the
murder and his attempted suicide disclosed only a risk to
himself.
68. The Court notes that the probation officer was aware
from April 1997 of the applicant’s relationship with a minor
but that this
did not lead to any specific action. It was not until his arrest for possession
of drugs, attempted suicide and failure
to attend meetings with his probation
officer that it appears that serious consideration was given to the question
whether he was
showing signs of posing a risk to the public. While it is true
that his probation officer took the view that he was primarily a risk
to himself
and the Assistant Chief Probation Officer referred specifically to the
relationship with the minor, the Court is satisfied
that the decision to recall
was nonetheless to a decisive degree influenced by his arrest for drugs
possession and his admission
that his drugs habit was beyond control. This,
combined with his failure to co-operate with his probation officer who was
supervising
his rehabilitation in the community, provided, in the Court’s
view, grounds for concluding that he was no longer reliable and
that his conduct
was unpredictable. Having regard to the circumstances of this case and, in
particular, having regard to the fact
that the offence of murder in 1981 was
committed against a background of substance abuse, the Court finds sufficient
connection,
as required by the notion of lawfulness in Article 5 § 1(a) of
the Convention, between the recall and the original sentence
for murder in 1981.
69. The Court concludes that there has been no violation of
Article 5 § 1 disclosed in the present case.
III. ALLEGED VIOLATION OF ARTICLE 5 § 5 OF THE
CONVENTION
70. Article 5 § 5 of the Convention provides:
“Everyone who has been the victim of arrest or detention in
contravention of the provisions of this article shall have an enforceable
right
to compensation.”
71. The applicant complained that he had
no enforceable right to compensation in respect of the violation of Article 5
§ 4 above.
72. The Government argued that his detention had
been lawful in domestic terms and also in compliance with the Convention.
In any
event, it was not the lack of oral hearing which had been causative of his
detention, but rather the unacceptable risk that
he posed to the
public.
73. The Court has found above a violation of Article 5
§ 4 in that the applicant did not receive a review of the lawfulness
of his
detention in accordance with the requirements of that provision. No possibility
of obtaining compensation existed at that
time in domestic law in respect of
that breach of the Convention. The applicability of Article 5 § 5 is not
dependent on a domestic
finding of unlawfulness or proof that but for the breach
the person would have been released (see Thynne, Wilson and Gunnell, p.
31, § 82, and the authorities cited therein).
74. There has,
accordingly, been a violation of Article 5 § 5 of the Convention.
IV. ALLEGED VIOLATION OF ARTICLE 14 OF THE
CONVENTION
75. The applicant complained that he had been
discriminated against in the enjoyment of his rights under Articles 5 and
8 of
the Convention.
76. Article 14 provides:
“The enjoyment of the rights and freedoms set forth in [the] Convention
shall be secured without discrimination on any ground
such as sex, race, colour,
language, religion, political or other opinion, national or social origin,
association with a national
minority, property, birth or other
status.”
Article 5 is set out above (paragraph 61) while Article 8
provides as relevant in its first sentence:
“1. Everyone has the right to respect for his private ... life...”
A. The parties’ submissions
77. The
applicant submitted that the decision to recall him on grounds of his
relationship with a 16-year-old boy breached
Articles 5 and 8 of the Convention
in conjunction with Article 14. He was engaged in a consensual homosexual
relationship and there
was no suggestion that it was abusive. If he had been
engaged in a relationship with a 16-year-old girl, this would have been lawful
and constituted neither a criminal offence nor grounds for recall to prison. The
applicant noted that the Government appeared to
concede that if his homosexual
relationship had formed a basis for recall that there would have been a
violation of Article 8, referring
to the case of Sutherland v. the United
Kingdom ([GC], no. 25186/94, judgment of 27 March 2001). He disputed
their assertion that this was not a reason for his recall, pointing
out that it
was included in the grounds of the decision and would not have figured there if
it had been irrelevant. The relationship
had the taint of illegality because of
the discriminatory laws existing as to the age of consent for homosexual
activity and it was
very unlikely that a mutually supportive relationship with a
16-year-old girl would have been advanced as a ground of
recall.
78. The Government submitted that the applicant was not
discriminated against on the basis of his sexual orientation. They
pointed out
that his association with MM was known from April 1997 and did not lead by
itself to his recall to prison. The reference
to that relationship in the
reasons for recall had to be read in context, namely the fact that MM was aged
16 and a vulnerable individual
was relevant to the question whether he posed a
risk to the public when taken in association with his drug abuse and unstable
behaviour.
Furthermore, the applicant was not recalled to prison simply due to
that relationship. The principal reason was his admitted drug
abuse in
circumstances where the original murder offence had been committed under the
influence of “glue sniffing”.
B. The Court’s assessment
79. For the
purposes of Article 14 a difference in treatment between persons in analogous or
relevantly similar positions
is discriminatory if it has no objective and
reasonable justification, that is if it does not pursue a legitimate aim or if
there
is not a reasonable relationship of proportionality between the means
employed and the aim sought to be realised. Moreover, the Contracting
States
enjoy a margin of appreciation in assessing whether and to what extent
differences in otherwise similar situations justify
a different treatment (see
Camp and Bourimi v. the Netherlands, no. 28369/95, ECHR 2000-X,
§ 37).
80. The Court recalls that in this case the decision
for the applicant’s recall included reference to his relationship
with a
minor who was male. At that time, the age of consent for male consensual adult
homosexual relations was set at 18, while the
age of consent for heterosexual
relations was 16. The age for male homosexuals was not brought down to 16 until
a few years later
when the Sexual Offences (Amendment) Act 2000 came into force.
The Court does not consider that it must necessarily be assumed that
it would
not have been of concern to the probation service if the applicant, a prisoner
on life licence, had become involved in a
relationship with a girl of 16 years.
In their assessment of any risk of dangerousness to the public of a person
convicted of murder,
it would have been inevitable that his relationships, as
with other aspects of his life affecting his stability, would have come
under
scrutiny, whether contrary to the criminal law or not. Furthermore, as the
Government points out, the relationship with MM
was known for some months
without any action being taken. It appears that it was his arrest for drugs
offences and his failure to
keep in contact with his probation officer which
gave rise to serious alarm. While therefore the relationship with MM was
referred
to in the reports, the Court does not find that it can be considered as
playing a determinative role in his recall to prison.
81. In the
circumstances, it has not been established that the applicant has been treated
differently in the enjoyment
of his rights under Articles 5 or 8 of the
Convention on grounds of his sexual orientation. There has therefore been no
violation
of Article 14 of the Convention.
V. ALLEGED VIOLATION OF ARTICLE 13 OF THE
CONVENTION
82. Article 13 provides:
“Everyone whose rights and freedoms as set forth in [the] Convention
are violated shall have an effective remedy before a national
authority
notwithstanding that the violation has been committed by persons acting in an
official capacity.”
83. The Court has found above violations
of Article 5 §§ 4 and 5 of the Convention. No separate issue arises
under Article 13 in the present case.
VI. APPLICATION OF ARTICLE 41 OF THE
CONVENTION
84. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the Convention or the Protocols thereto, and if the internal law of the High Contracting Party concerned allows only partial reparation to be made, the Court shall, if necessary, afford just satisfaction to the injured party.”
A. Damage
85. The applicant claimed
non-pecuniary damages for the period of 21 July 1997 to 17 November 1998.
He considered
that he had been wrongfully detained during these fifteen months
and that his suffering and distress had been aggravated by factors
of
discrimination. He proposed the sum of 35,000 pounds sterling (GBP) as being
appropriate.
86. The Government considered that a finding of a
violation would provide just satisfaction to the applicant in this case.
In any
event, his claim for non-pecuniary damage was unreasonable and excessive, in
particular as the applicant had not been deprived
of his liberty erroneously. No
more than GBP 5,000 would be appropriate in their view.
87. The
Court notes that it has found procedural breaches of Article 5
§§ 4 and 5 above. It has not upheld
the applicant’s
complaints that he was deprived of his liberty in violation of Article 5 §
1 or that there has been discrimination.
Nonetheless, in the circumstances, it
considers that the applicant must have suffered feelings of frustration,
uncertainty and anxiety
which cannot be compensated solely by the findings of
violations. Having regard to awards given in similar cases, the Court awards,
on
an equitable basis, 2,500 euros (EUR).
B. Costs and expenses
88. The applicant
claimed GBP 7,945.35, inclusive of value-added tax (VAT), for costs and expenses
in proceedings before
this Court.
89. The Government considered
this claim excessive, submitting that the hourly rate for the solicitor was high
(GBP 240)
and pointing out that there had been no oral
hearing.
90. Noting that the applicant was only partly successful
in his complaints and the relative lack of complexity of the procedures
in this
case, the Court makes an award of EUR 8,000, plus any VAT that may be
payable.
C. Default interest
91. The Court considers
it appropriate that the default interest should be based on the marginal lending
rate of the European
Central Bank to which should be added three percentage
points (see Christine Goodwin v. the United Kingdom [GC],
application no. 28957/95, § 124, to be published in ECHR 2002-...).
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Holds that there has been a violation of Article 5 § 4 of the Convention;
2. Holds that there has been no violation of Article 5 § 1 of the Convention;
3. Holds that there has been a violation of Article 5 § 5 of the Convention;
4. Holds that there has been no violation of Article 14 of the Convention;
5. Holds
(a) that the respondent State is to pay the applicant, within three months from the date on which the judgment becomes final according to Article 44 § 2 of the Convention the following amounts, to be converted into pounds sterling at the rate applicable at the date of settlement:
(i) EUR 2,500 (two thousand five hundred euros) in respect of non-pecuniary damage;
(ii) EUR 8,000 (eight thousand euros) in respect of costs and expenses together with any value-added tax that may be payable;
(b) that from the expiry of the above-mentioned three months until settlement simple interest shall be payable on the above amounts at a rate equal to the marginal lending rate of the European Central Bank during the default period plus three percentage points;
6. Dismisses the remainder of the applicant’s claim for just satisfaction.
Done in English, and notified in writing on 10 December 2002, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Françoise ELENS-PASSOS Matti PELLONPää
Deputy
Registrar President
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